Suitability: the key questions
Suitability is probably the single most important rule for financial advisers. To complement our suitability white paper, which was launched in March, we are pleased to be facilitating additional, informative and interactive masterclasses led by consultant and former FCA technical specialist, Rory Percival.
Rory was ‘the face of the FCA’ to advisory firms for many years. He worked at the regulator for 10 years and was involved with many high profile projects such as risk profiling, centralised investment propositions, the RDR, research and due diligence, and the assessing suitability review.
In this workshop, Rory will explain the FCA’s approach to assessing suitability. This will include discussing the key questions the FCA ask when undertaking a client file review.
Spaces for this masterclass are limited and will be offered on a first come first served basis.
With each masterclass you get
Value for time
No product push
A top class speaker
Each masterclass session lets you collect up to three hours of CPD as well as a very tasty lunch.
When and where…
14 May 2019
Crowne Plaza Edinburgh
18 Royal Terrace
21 May 2019
Malmaison, Mailbox, 1 Wharfside Street