Suitability: the key questions

    Suitability is probably the single most important rule for financial advisers. To complement our suitability white paper, which was launched in March, we are pleased to be facilitating additional, informative and interactive masterclasses led by consultant and former FCA technical specialist, Rory Percival.

    Rory was ‘the face of the FCA’ to advisory firms for many years. He worked at the regulator for 10 years and was involved with many high profile projects such as risk profiling, centralised investment propositions, the RDR, research and due diligence, and the assessing suitability review.

    In this workshop, Rory will explain the FCA’s approach to assessing suitability. This will include discussing the key questions the FCA ask when undertaking a client file review.

    Spaces for this masterclass are limited and will be offered on a first come first served basis.

    With each masterclass you get

    Value for time

    No product push

    A top class speaker

    Each masterclass session lets you collect up to three hours of CPD as well as a very tasty lunch. 

    When and where…

    14 May 2019

    Registration 9.30am

    Crowne Plaza Edinburgh

    18 Royal Terrace


    EH7 5AQ

    21 May 2019

    Registration 9.30am

    Malmaison, Mailbox, 1 Wharfside Street

    B1 1RD